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  • /Does SIFMA Seek to Protect Model Where Client Serves the Broker, Not Fiduciary Model Where Broker Protects the Client?

Does SIFMA Seek to Protect Model Where Client Serves the Broker, Not Fiduciary Model Where Broker Protects the Client?

SIFMA states it wants a “universal” standard of care extended to brokers when they provide advice to investors. But it’s not a fiduciary standard of care…

Read Fiduciary News’s exclusive interview with Kate McBride, by Chris Carosa

http://bit.ly/1lauzjv